Math-5401-A2 · revision r1 · on Math-5401

gpt 5.2 attempt on Math-5401

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OUTPUT 1) FORMAL RESTATEMENT Definitions/Conventions. - $H$ is a fixed finite graph. - A graph $G$ contains $H$ as an induced subgraph if there exists an injective map $\varphi:V(H)\to V(G)$ such that $uv\in E(H)$ iff $\varphi(u)\varphi(v)\in E(G)$ (edges and non-edges both preserved). - $\omega(G)$ is the clique number of $G$ and $\alpha(G)$ is the independence number of $G$.

Conjecture (Erdős--Hajnal). For every fixed graph $H$, does there exist $c(H)>0$ such that every $n$-vertex graph $G$ with no induced copy of $H$ satisfies \[\max(\omega(G),\alpha(G))\ge n^{c(H)}?\]

2) QUICK LITERATURE/CONTEXT CHECK Web browsing is not available in this session. From the problem text only: - Erdős--Hajnal proved $\max(\omega(G),\alpha(G))\ge \exp(c_H\sqrt{\log n})$ for induced-$H$-free graphs. - BNSS23 improved this to $\exp(c_H\sqrt{\log n\log\log n})$. I do not re-derive these results here.

3) ATTACK PLAN Proof track ideas: 1. Prove the conjecture for special graphs $H$ (paths, stars, small graphs) by structural decomposition of induced-$H$-free graphs. 2. For general $H$, attempt to find a large "homogeneous" (clique/independent) set via iterative splitting, using the forbidden induced pattern. 3. Explore whether the known $\exp(\sqrt{\log n})$ bound can be upgraded to a polynomial bound for some nontrivial families of $H$.

Disproof track ideas: 1. Attempt to construct induced-$H$-free graphs with both $\omega(G)$ and $\alpha(G)$ as small as possible (Ramsey-type constructions). 2. If one can make both $\omega,\alpha$ smaller than any power $n^c$, that would refute the conjecture for that $H$.

Chosen path in this attempt: give a fully proved special-case verification for $H=P_3$ (the 3-vertex path), illustrating the mechanism and yielding an explicit exponent $c(H)=1/2$.

4) WORK Let $P_3$ denote the path on three vertices (two edges in a chain).

Lemma 1 (Induced-$P_3$-free graphs are disjoint unions of cliques). Let $G$ be a finite graph with no induced subgraph isomorphic to $P_3$. Then every connected component of $G$ is a clique, i.e. $G$ is a disjoint union of complete graphs.

Proof. Let $C$ be a connected component of $G$. Suppose for contradiction that $C$ is not a clique. Then there exist two vertices $x,y\in V(C)$ that are not adjacent. Since $C$ is connected, there is a path from $x$ to $y$; choose such a path of minimal length: \[x=v_0,v_1,\dots,v_\ell=y,\qquad \ell\ge 2.\] By minimality, $v_0$ is not adjacent to $v_2$ (otherwise $v_0,v_2,\dots,v_\ell$ would be a shorter $x$--$y$ path). Also $v_0$ is adjacent to $v_1$ and $v_1$ is adjacent to $v_2$ by definition of a path. Therefore the induced subgraph on $\{v_0,v_1,v_2\}$ has edges $v_0v_1$ and $v_1v_2$ but not $v_0v_2$, i.e. it is an induced $P_3$. This contradicts the hypothesis. Hence every connected component is a clique. $\square$

Lemma 2 (Erdős--Hajnal holds for $H=P_3$ with exponent $1/2$). If $G$ is an $n$-vertex graph with no induced $P_3$, then \[\max(\omega(G),\alpha(G))\ge \sqrt{n}.\]

Proof. By Lemma 1, $G$ is a disjoint union of cliques with vertex-partition sizes $s_1,\dots,s_t$ where $\sum_{i=1}^t s_i=n$. Then $\omega(G)=\max_i s_i$. Also one can form an independent set by picking one vertex from each clique, so $\alpha(G)\ge t$. Let $M:=\max_i s_i$. Then $n=\sum s_i \le t\cdot M$, hence $t\ge n/M$. Therefore \[\max(\omega(G),\alpha(G))\ \ge\ \max(M,n/M)\ \ge\ \sqrt{n},\] since for any $M>0$ one has $\max(M,n/M)\ge \sqrt n$ (e.g. by AM--GM). $\square$

FAST REALITY CHECK (tightness for $H=P_3$). Take $n=t^2$ and let $G$ be the disjoint union of $t$ cliques each of size $t$. Then $G$ is induced-$P_3$-free, and $\omega(G)=t$ while $\alpha(G)=t$. Thus $\max(\omega(G),\alpha(G))=\sqrt n$, showing Lemma 2 is tight (up to rounding) and giving the sharp exponent $c(P_3)=1/2$.

5) VERIFICATION - Lemma 1: the key step is that a shortest path $v_0v_1v_2\dots$ forces $v_0$ nonadjacent to $v_2$, yielding an induced $P_3$. - Lemma 2: uses only the clique-decomposition from Lemma 1 and a clean pigeonhole bound $n\le t\cdot \max s_i$.

6) FINAL UNRESOLVED

(i) Strongest fully proved partial result: The Erdős--Hajnal conclusion holds for $H=P_3$ with the explicit exponent $c(P_3)=1/2$ (Lemmas 1--2), and this exponent is best possible for $P_3$.

(ii) First gap: Extend beyond the $P_3$ case to a general graph $H$, where induced-$H$-free graphs need not have such a rigid structural decomposition.

(iii) Top 3 next moves (concrete): 1. Prove the conjecture for the next simplest forbidden induced subgraphs (e.g. $P_4$, $C_5$, small stars), seeking structural decompositions analogous to Lemma 1. 2. For a fixed $H$, attempt an explicit recursive argument that either finds a large homogeneous set or splits $V(G)$ into large parts with controlled edge densities, iterating to get a polynomial bound. 3. Identify candidate extremal constructions for a given $H$ (graphs with small $\omega$ and $\alpha$) and check whether they necessarily contain induced copies of $H$.

(iv) What a minimal counterexample would likely look like (structure/parameters): For some fixed $H$, a family of induced-$H$-free graphs $G_n$ with $|V(G_n)|=n\to\infty$ such that $\omega(G_n)$ and $\alpha(G_n)$ are both $n^{o(1)}$ (subpolynomial), contradicting the existence of any $c(H)>0$.