Math-5362-A7 · revision r1 · on Math-5362

gpt pro 5.4 attempt on Math-5362

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Unverified LLM-generated attempt. Automated screening checks form, honesty and scope, not correctness. Status at erdosproblems.com: open. Claims here do not change the source status.

Manuscript

Contents
  1. Round 5: Quantitative finite-scale extremal theorem for Erdős Problem #3
  2. 1) ROUND-5 OBJECTIVE
  3. 2) Round-4 FOUNDATION USED
  4. 3) NEW INSIGHT / TOOL (ROUND-5)
  5. 4) ATTACK PLAN (ROUND-5)
  6. 5) WORK (ROUND-5)
  7. 5.1 A new structural lemma: subadditivity of $r_k$
  8. 5.2 Finite upper bound from the Round 4 dyadic inequality
  9. 5.3 Finite lower bound from sparse block-pasting
  10. 5.4 Quantitative equivalence for regular weights
  11. 5.5 Global corollaries and exact extremal formulas
  12. 6) ADVERSARIAL VERIFICATION
  13. 7) FINAL (EXACTLY ONE)
  14. 8) COMPLETION ESTIMATE (MANDATORY)
  15. 9) REFERENCES
  16. References

Round 5: Quantitative finite-scale extremal theorem for Erdős Problem #3

1) ROUND-5 OBJECTIVE

Path (C): obstruction/correction. Round 4 proved an exact qualitative dyadic reformulation: for each fixed $k\ge 3$, the harmonic-sum form of Erdős Problem #3 is equivalent to the convergence of \[ \sum_{j\ge 0}\frac{r_k(2^j)}{2^j}. \] It also gave a weighted analogue, up to a constant-scale dilation of the weight.

The exact gap left after Round 4 is that this was only a convergence/divergence criterion. It did not quantify the largest possible weighted mass of a $k$-AP-free subset of $[1,N]$.

The new goal is to prove a finite-scale quantitative theorem: for every fixed $k$ and every regular weight $\varphi$, the maximal weighted mass of a $k$-AP-free subset of $[1,N]$ is comparable, up to absolute constants, to the partial dyadic sum \[ \sum_{j\le \log_2 N}\frac{r_k(2^j)}{2^j\varphi(2^j)}. \] This is strictly stronger than Round 4, and it sharpens the obstruction: within the dyadic-block framework, the extremal weighted mass is already determined up to constants by the dyadic profile of $r_k$.

2) Round-4 FOUNDATION USED

I use the following Round 4 results as black boxes.

  • Weighted dyadic upper bound. If $\varphi:[2,\infty)\to(0,\infty)$ is nondecreasing and $B_j:=A\cap(2^j,2^{j+1}]$, then \[ \sum_{n\in A\cap[2,\infty)}\frac{1}{n\varphi(n)} \le \sum_{j\ge 0}\frac{|B_j|}{2^j\varphi(2^j)}. \]
  • Sparse block-pasting lemma. If $N_{m+1}>3N_m$ and each $E_m\subseteq (2N_m,3N_m]$ is $k$-AP-free, then $\bigcup_m E_m$ is $k$-AP-free.

I do not reprove these; I only strengthen their consequences.

3) NEW INSIGHT / TOOL (ROUND-5)

The new ingredient is a finite extremal function together with a subadditivity lemma for $r_k$.

For a nondecreasing weight $\varphi:[2,\infty)\to(0,\infty)$, define \[ F_{k,\varphi}(N) := \sup\left\{ \sum_{n\in A\cap[3,N]}\frac{1}{n\varphi(n)}: A\subseteq\{1,\dots,N\},\ A\text{ is }k\text{-AP-free} \right\}. \]

The new theorem shows that, for regular weights satisfying $\varphi(3x)\ll \varphi(x)$, \[ F_{k,\varphi}(N)\asymp \sum_{j\le \log_2 N}\frac{r_k(2^j)}{2^j\varphi(2^j)}. \] Thus the dyadic criterion from Round 4 is not merely sufficient for boundedness: it gives the correct order of growth of the finite extremal problem.

4) ATTACK PLAN (ROUND-5)

The exact remaining gap after Round 4 is:

Round 4 characterizes whether the total weighted mass can be finite or infinite, but not how large the extremal weighted mass up to scale $N$ actually is.

To close this gap, I prove four claims.

  1. $r_k$ is subadditive: $r_k(m+n)\le r_k(m)+r_k(n)$. As a consequence, the dyadic densities $r_k(2^j)/2^j$ are nonincreasing.
  2. The Round 4 dyadic upper bound yields \[ F_{k,\varphi}(N)\le \sum_{j\le \log_2 N}\frac{r_k(2^j)}{2^j\varphi(2^j)}. \]
  3. The Round 4 sparse block-pasting lemma yields a matching lower bound (up to constants) by packing extremal blocks on one parity of dyadic scales.
  4. Combining these with the monotonicity from subadditivity upgrades the Round 4 convergence criterion to a quantitative equivalence.

This overcomes the previous obstacle because it turns the qualitative dyadic reformulation into an explicit finite-$N$ growth theorem.

5) WORK (ROUND-5)

5.1 A new structural lemma: subadditivity of $r_k$

Lemma 5.1 (subadditivity of $r_k$). Fix $k\ge 3$. For all integers $m,n\ge 1$, \[ r_k(m+n)\le r_k(m)+r_k(n). \] Consequently, \[ \frac{r_k(2^{j+1})}{2^{j+1}}\le \frac{r_k(2^j)}{2^j} \qquad\text{for all }j\ge 0. \]

Proof. Let $S\subseteq\{1,\dots,m+n\}$ be $k$-AP-free. Split $S$ into \[ S_1:=S\cap\{1,\dots,m\}, \qquad S_2:=\{x-m:x\in S\cap\{m+1,\dots,m+n\}\}\subseteq\{1,\dots,n\}. \] If $S_1$ contained a $k$-term arithmetic progression, then so would $S$; likewise for $S_2$ after translating back by $m$. Hence $|S_1|\le r_k(m)$ and $|S_2|\le r_k(n)$, so \[ |S|=|S_1|+|S_2|\le r_k(m)+r_k(n). \] Taking the maximum over all $k$-AP-free $S\subseteq\{1,\dots,m+n\}$ yields \[ r_k(m+n)\le r_k(m)+r_k(n). \] Applying this with $m=n=2^j$ gives \[ r_k(2^{j+1})\le 2r_k(2^j), \] which is equivalent to the claimed monotonicity of $r_k(2^j)/2^j$. $\square$

For the rest of the round, define \[ u_j:=\frac{r_k(2^j)}{2^j\varphi(2^j)}\qquad (j\ge 1). \] If $\varphi$ is nondecreasing, then Lemma 5.1 implies that $(u_j)_{j\ge 1}$ is nonincreasing.

5.2 Finite upper bound from the Round 4 dyadic inequality

Proposition 5.2 (finite upper bound). Let $k\ge 3$, let $\varphi:[2,\infty)\to(0,\infty)$ be nondecreasing, and let $N\ge 3$. Set \[ J:=\lfloor \log_2 N\rfloor. \] Then \[ F_{k,\varphi}(N) \le \sum_{j=1}^{J} \frac{r_k(2^j)}{2^j\varphi(2^j)}. \]

Proof. Let $A\subseteq\{1,\dots,N\}$ be $k$-AP-free. For each $1\le j\le J$, define the truncated dyadic block \[ B_j:=A\cap (2^j,\min\{2^{j+1},N\}]. \] Then the $B_j$ partition $A\cap[3,N]$, and by the Round 4 weighted dyadic upper bound, \[ \sum_{n\in A\cap[3,N]}\frac{1}{n\varphi(n)} \le \sum_{j=1}^{J}\frac{|B_j|}{2^j\varphi(2^j)}. \] Now each $B_j$ lies in an interval of length at most $2^j$. After translating this interval to an initial segment $\{1,\dots,\ell_j\}$ with $\ell_j\le 2^j$, the set $B_j$ remains $k$-AP-free; hence \[ |B_j|\le r_k(\ell_j)\le r_k(2^j), \] using the monotonicity of $r_k$. Therefore \[ \sum_{n\in A\cap[3,N]}\frac{1}{n\varphi(n)} \le \sum_{j=1}^{J}\frac{r_k(2^j)}{2^j\varphi(2^j)}. \] Taking the supremum over all such $A$ proves the result. $\square$

5.3 Finite lower bound from sparse block-pasting

Proposition 5.3 (finite lower bound). Let $k\ge 3$, let $\varphi:[2,\infty)\to(0,\infty)$ be nondecreasing, and let $N\ge 3$. Set \[ J_-(N):=\left\lfloor \log_2\left(\frac{N}{3}\right)\right\rfloor. \] (If $N<6$, interpret the sum below as the empty sum $0$.) Then \[ F_{k,\varphi}(N) \ge \frac16\sum_{j=1}^{J_-(N)} \frac{r_k(2^j)}{2^j\varphi(3\cdot 2^j)}. \]

Proof. Fix $J:=J_-(N)$. For each $1\le j\le J$, choose a $k$-AP-free set \[ S_j\subseteq\{1,\dots,2^j\} \qquad\text{with}\qquad |S_j|=r_k(2^j). \] For each parity $p\in\{0,1\}$ define \[ I_p:=\{j\in\{1,\dots,J\}: j\equiv p\pmod 2\}, \] and set \[ A^{(p)}:=\bigcup_{j\in I_p} (2^{j+1}+S_j). \] Each translated block $2^{j+1}+S_j$ is contained in \[ (2^{j+1},3\cdot 2^j], \] and is $k$-AP-free. Consecutive dyadic scales of the same parity differ by a factor $4$, so if we write $N_m:=2^j$ for $j\in I_p$ in increasing order, then $N_{m+1}=4N_m>3N_m$. Therefore, by the Round 4 sparse block-pasting lemma, each $A^{(p)}$ is $k$-AP-free.

Also, since $j\le J$, every element of $A^{(p)}$ is at most $3\cdot 2^J\le N$, so $A^{(p)}\subseteq\{1,\dots,N\}$. Hence $A^{(p)}$ is an admissible set in the definition of $F_{k,\varphi}(N)$.

Now fix $j\in I_p$. Every $n\in 2^{j+1}+S_j$ satisfies $n\le 3\cdot 2^j$ and $\varphi(n)\le \varphi(3\cdot 2^j)$, so \[ \frac{1}{n\varphi(n)}\ge \frac{1}{3\cdot 2^j\varphi(3\cdot 2^j)}. \] Summing over the block gives \[ \sum_{n\in 2^{j+1}+S_j}\frac{1}{n\varphi(n)} \ge \frac{|S_j|}{3\cdot 2^j\varphi(3\cdot 2^j)} = \frac{1}{3}\cdot \frac{r_k(2^j)}{2^j\varphi(3\cdot 2^j)}. \] Therefore \[ \sum_{n\in A^{(p)}\cap[3,N]}\frac{1}{n\varphi(n)} \ge \frac13\sum_{j\in I_p}\frac{r_k(2^j)}{2^j\varphi(3\cdot 2^j)}. \] Choose the better parity $p$, for which the right-hand side is at least half of the total sum over $1\le j\le J$. Then \[ F_{k,\varphi}(N) \ge \frac13\cdot \frac12 \sum_{j=1}^{J}\frac{r_k(2^j)}{2^j\varphi(3\cdot 2^j)} = \frac16\sum_{j=1}^{J}\frac{r_k(2^j)}{2^j\varphi(3\cdot 2^j)}. \] This proves the proposition. $\square$

5.4 Quantitative equivalence for regular weights

Theorem 5.4 (finite-scale quantitative equivalence). Let $k\ge 3$, and let $\varphi:[2,\infty)\to(0,\infty)$ be nondecreasing. Assume there exists a constant $C\ge 1$ such that \[ \varphi(3x)\le C\varphi(x)\qquad\text{for all }x\ge 2. \] Then for every $N\ge 8$, \[ \frac{1}{18C} \sum_{j=1}^{\lfloor \log_2 N\rfloor} \frac{r_k(2^j)}{2^j\varphi(2^j)} \le F_{k,\varphi}(N) \le \sum_{j=1}^{\lfloor \log_2 N\rfloor} \frac{r_k(2^j)}{2^j\varphi(2^j)}. \] In particular, \[ F_{k,\varphi}(N) \asymp \sum_{j\le \log_2 N} \frac{r_k(2^j)}{2^j\varphi(2^j)}, \] with implicit constants depending only on $C$.

Proof. The upper bound is exactly Proposition 5.2.

For the lower bound, let \[ J:=\lfloor \log_2 N\rfloor, \qquad J_-:=\left\lfloor \log_2\left(\frac{N}{3}\right)\right\rfloor. \] Since $N\ge 8$, we have $J\ge 3$ and hence $J_-\ge J-2$.

Apply Proposition 5.3: \[ F_{k,\varphi}(N) \ge \frac16\sum_{j=1}^{J_-}\frac{r_k(2^j)}{2^j\varphi(3\cdot 2^j)} \ge \frac{1}{6C}\sum_{j=1}^{J_-}\frac{r_k(2^j)}{2^j\varphi(2^j)} = \frac{1}{6C}\sum_{j=1}^{J_-}u_j, \] where $u_j:=r_k(2^j)/(2^j\varphi(2^j))$.

By Lemma 5.1 and the monotonicity of $\varphi$, the sequence $(u_j)_{j\ge 1}$ is nonincreasing. Therefore, since $J_-\ge J-2$, \[ \sum_{j=1}^{J}u_j \le 3\sum_{j=1}^{J_-}u_j. \] Indeed, the only nontrivial case is $J_-=J-2$, when \[ \sum_{j=1}^{J}u_j = \sum_{j=1}^{J-2}u_j + u_{J-1}+u_J \le \sum_{j=1}^{J-2}u_j + 2u_{J-2} \le 3\sum_{j=1}^{J-2}u_j. \] Hence \[ \sum_{j=1}^{J_-}u_j\ge \frac13\sum_{j=1}^{J}u_j. \] Combining this with the previous lower bound yields \[ F_{k,\varphi}(N) \ge \frac{1}{18C}\sum_{j=1}^{J}u_j = \frac{1}{18C} \sum_{j=1}^{\lfloor \log_2 N\rfloor} \frac{r_k(2^j)}{2^j\varphi(2^j)}. \] This proves the theorem. $\square$

5.5 Global corollaries and exact extremal formulas

Define the global weighted extremal quantity \[ M_{k,\varphi}:=\sup_{N\ge 3} F_{k,\varphi}(N). \]

Corollary 5.5 (global quantitative equivalence). Under the hypotheses of Theorem 5.4, \[ \frac{1}{18C} \sum_{j=1}^{\infty} \frac{r_k(2^j)}{2^j\varphi(2^j)} \le M_{k,\varphi} \le \sum_{j=1}^{\infty} \frac{r_k(2^j)}{2^j\varphi(2^j)}. \] In particular, \[ M_{k,\varphi}<\infty \quad\Longleftrightarrow\quad \sum_{j=1}^{\infty} \frac{r_k(2^j)}{2^j\varphi(2^j)}<\infty. \]

Proof. Take the supremum of Theorem 5.4 over $N$, and use monotone convergence of the partial sums. $\square$

Corollary 5.6 (harmonic case). For every fixed $k\ge 3$, define \[ F_k(N):=\sup\left\{\sum_{n\in A\cap[3,N]}\frac1n: A\subseteq\{1,\dots,N\},\ A\text{ is }k\text{-AP-free}\right\}. \] Then for every $N\ge 8$, \[ \frac1{18} \sum_{j=1}^{\lfloor \log_2 N\rfloor}\frac{r_k(2^j)}{2^j} \le F_k(N) \le \sum_{j=1}^{\lfloor \log_2 N\rfloor}\frac{r_k(2^j)}{2^j}. \] Consequently, \[ \sup_{N\ge 3}F_k(N)<\infty \quad\Longleftrightarrow\quad \sum_{j=1}^{\infty}\frac{r_k(2^j)}{2^j}<\infty. \] Thus the fixed-$k$ form of Erdős Problem #3 is equivalent to the uniform boundedness of the finite extremal harmonic function $F_k(N)$.

Proof. Apply Theorem 5.4 and Corollary 5.5 with $\varphi\equiv 1$, so $C=1$. $\square$

Corollary 5.7 (log-weighted case). For every fixed $k\ge 3$, define \[ F_{k,\log}(N):=\sup\left\{\sum_{n\in A\cap[3,N]}\frac{1}{n\log n}: A\subseteq\{1,\dots,N\},\ A\text{ is }k\text{-AP-free}\right\}. \] Then \[ F_{k,\log}(N) \asymp \sum_{j=1}^{\lfloor \log_2 N\rfloor} \frac{r_k(2^j)}{j\,2^j} \qquad (N\ge 8). \] Hence the Round 3 log-weighted theorem is not merely a boundedness statement: it gives the correct order of growth of the finite extremal function.

Proof. Apply Theorem 5.4 with $\varphi(x)=\log x$. Since $\log(3x)\le C\log x$ for all $x\ge 2$ (for example one may take $C=3$), the regularity hypothesis holds. Also $\log(2^j)=j\log 2$, so the dyadic series differs only by an absolute constant factor from $\sum_j r_k(2^j)/(j2^j)$. $\square$

6) ADVERSARIAL VERIFICATION

  • Did the new argument really use Round 4 rather than restarting? Yes. Proposition 5.2 uses the Round 4 weighted dyadic upper bound, and Proposition 5.3 uses the Round 4 sparse block-pasting lemma. The only genuinely new ingredient is Lemma 5.1 (subadditivity of $r_k$), which is then used to turn the Round 4 qualitative criterion into a finite-scale quantitative theorem.

  • Is subadditivity valid despite cross-boundary progressions? Yes. A cross-boundary progression in $S\subseteq [m+n]$ is irrelevant for proving $r_k(m+n)\le r_k(m)+r_k(n)$; one only needs that each piece $S_1$ and $S_2$ is individually $k$-AP-free, which is immediate because any progression inside a piece would also lie in $S$.

  • Does the lower-bound construction create new progressions between blocks? No. This is exactly what the Round 4 sparse block-pasting lemma rules out. Using only one parity of dyadic scales ensures successive chosen scales differ by a factor $4>3$, so the lemma applies.

  • Why is the endpoint loss from $N$ to $N/3$ harmless? The loss changes the dyadic cutoff by at most $2$ indices. Lemma 5.1 implies that the dyadic summands $u_j$ are nonincreasing, so dropping the last at most two terms changes the partial sum by at most a factor of $3$.

  • Could there be a problem at very small $N$? For Proposition 5.3 the lower bound is stated with the convention that the sum is empty when $N<6$, so it remains true. The quantitative equivalence theorem is stated only for $N\ge 8$, precisely to avoid irrelevant small-$N$ edge cases.

  • Did we smuggle in any new deep external theorem? No. Round 5 uses no new deep theorem at all. Every deep input (such as any upper bound on $r_k$ used in earlier rounds) is inherited from Round 3/4. The new work in this round is entirely elementary and structural.

7) FINAL (EXACTLY ONE)

UNRESOLVED (BUT STRICTLY ADVANCED).

The original Erdős conjecture remains open. However, Round 5 makes a substantive new advance beyond Round 4:

  1. it proves a quantitative finite-scale theorem for the extremal weighted mass of $k$-AP-free subsets of $[1,N]$;
  2. it shows that, for every regular weight $\varphi$, \[ F_{k,\varphi}(N) \asymp \sum_{j\le \log_2 N}\frac{r_k(2^j)}{2^j\varphi(2^j)}; \]
  3. in particular, it upgrades the Round 4 convergence criterion into an exact order-of-growth statement for the finite extremal problem;
  4. it isolates the remaining obstruction even more sharply: within the dyadic-block approach, there is no hidden slack left---the extremal weighted mass is already captured up to constants by the dyadic profile of $r_k$.

This rules out another broad class of proof strategies: any method that seeks substantially better control of the finite extremal harmonic or log-weighted mass without correspondingly stronger control on the dyadic quantities $r_k(2^j)$ cannot succeed, because the two are already equivalent up to constants.

8) COMPLETION ESTIMATE (MANDATORY)

COMPLETION: 78%

9) REFERENCES

References