Math-732-A3 · revision r1 · on Math-732

gpt pro 5.2 attempt on Math-732, version 2

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Manuscript

Contents
  1. Erdős Problem #252
  2. 1) ROUND-2 OBJECTIVE
  3. 2) Round-1 FOUNDATION USED
  4. 3) NEW INSIGHT / TOOL (ROUND-2)
  5. 4) ATTACK PLAN (ROUND-2)
  6. 5) WORK (ROUND-2)
  7. Notation.
  8. Schinzel's hypothesis H (used as a black box).
  9. 5.1 Tail integrality in falling-factorial form (Round 1)
  10. 5.2 A uniform bound for the discarded tail
  11. 5.3 Polynomial division against falling factorials
  12. 5.4 Congruence stability of the "$i\ge2$" terms
  13. 5.5 Conditional irrationality for all $k$
  14. 6) ADVERSARIAL VERIFICATION
  15. 7) FINAL
  16. 8) COMPLETION ESTIMATE (MANDATORY)
  17. 9) REFERENCES
  18. References

Erdős Problem #252

1) ROUND-2 OBJECTIVE

Path (C): obstruction/correction. Round 1 gave complete, elementary irrationality proofs for $k=1,2$ and isolated the main obstruction for $k\ge 3$: at the "obvious" choice $N=p-1$ the early tail terms are too large to trap the tail in an interval of length $<1$ using only crude divisor bounds.

In this round I give a gap-free conditional resolution for all $k$ under Schinzel's hypothesis H (a prime-values conjecture for polynomial systems). This supplies a minimal corrected statement: assuming H, one can carry out the factorial-tail strategy for every fixed $k$.

2) Round-1 FOUNDATION USED

I will rely on the following Round 1 components (without reproving them):
  • Factorial-tail integrality lemma (Round 1, Lemma §4.1). If $\sum_{n\ge1} a_n/n!\in\mathbb{Q}$ with $a_n\in\mathbb{Z}$, then for every $N$ beyond the denominator, the corresponding factorial tail is an integer.
  • Completed cases $k=1,2$. These remain as unconditional base cases; the new work below is only needed for $k\ge 3$.
  • Divisor power-sum bound. For $k>1$, \[\sigma_k(n)=n^k\sum_{d\mid n}\frac1{d^k}\le \zeta(k)\,n^k,\] which extends Round 1's $k=2$ constant-bound argument.

3) NEW INSIGHT / TOOL (ROUND-2)

The new ingredient is a modular/fractional-part control mechanism (after Schlage--Puchta):
  • Work modulo $1$ instead of bounding the tail absolutely.
  • Choose large integers $q$ in a fixed residue class modulo $D:=(k!)^k$ such that \[q+i-1=i\cdot r_i\quad(2\le i\le k),\] with each $r_i$ prime, and additionally either (a) $q$ itself is prime, or (b) $q=p\cdot r$ with $p>k$ fixed prime and $r$ prime.
  • For such $q$, multiplicativity gives sharp formulas for $\sigma_k(q+i-1)$, and a polynomial-division lemma replaces $\frac{(q+i-1)^k}{(q+i-1)_i}$ by an integer polynomial in $q$ up to error $O(1/q)$.
  • Fixing $q\bmod D$ freezes the fractional parts of all terms with $i\ge2$. Comparing the "$q$ prime" and "$q=p\times\text{prime}$" situations isolates a nonzero rational number forced to be arbitrarily close to an integer, contradicting rationality.
Schinzel's hypothesis H is invoked only to guarantee infinitely many such $q$.

4) ATTACK PLAN (ROUND-2)

Gap after Round 1. For $k\ge3$ the naive positivity bounds cannot force the tail into an interval of length $<1$.

What must now be proved. Under a hypothesis that provides infinitely many $q$ with the controlled local factorisations above, show that rationality of $\alpha_k$ forces a contradiction.

Plan.

  1. Assume $\alpha_k\in\mathbb{Q}$ and use Round 1's lemma to obtain that a certain "falling-factorial" tail is an integer.
  2. Truncate that tail after $k$ terms; the remainder is $\ll 1/q$ using $\sigma_k(n)\le\zeta(k)n^k$.
  3. For special $q$, rewrite the first $k$ terms as a near-integer linear form $\sum_{i=1}^k \sigma_{-k}(i)P_{k,i}(q)$ with integer polynomials $P_{k,i}$.
  4. Pick two such integers $q_1,q_2\equiv1\pmod D$ with $q_2$ prime and $q_1=p\cdot\text{prime}$. Subtract the two near-integer relations; all $i\ge2$ contributions cancel modulo $\mathbb{Z}$, leaving $\big\|q_1^{k-1}/p^k\big\|\ll 1/q_1$, impossible for large $q_1$.

5) WORK (ROUND-2)

Notation.
For $x\in\mathbb{R}$ let \[\|x\|:=\min_{m\in\mathbb{Z}}|x-m|\] be the distance to the nearest integer. For $m\in\mathbb{N}$ define the falling factorial \[(x)_m:=x(x-1)\cdots(x-m+1).\] For $k\in\mathbb{N}$ define the "negative" divisor sum \[\sigma_{-k}(n):=\sum_{d\mid n}d^{-k}=\frac{\sigma_k(n)}{n^k}\in\mathbb{Q}.\]
Schinzel's hypothesis H (used as a black box).
Let $f_1,\dots,f_m\in\mathbb{Z}[t]$ be nonconstant polynomials with positive leading coefficients. Assume that for every prime $\ell$ there exists an integer $t$ such that $\ell\nmid f_1(t)\cdots f_m(t)$ (equivalently, no prime divides the product $\prod_j f_j(t)$ for all $t$). Then there are infinitely many integers $t$ for which all $f_j(t)$ are simultaneously prime.

5.1 Tail integrality in falling-factorial form (Round 1)

Lemma (Tail integrality, falling-factorial version): Let $k\ge1$ and $\alpha_k:=\sum_{n\ge1}\sigma_k(n)/n!$. If $\alpha_k=a/b\in\mathbb{Q}$ in lowest terms, then for every integer $n>b$ the tail \[T_k(n):=\sum_{\nu\ge n}\frac{\sigma_k(\nu)}{(\nu)_{\nu-n+1}}\] is an integer.
Justification. This is exactly Round 1's Lemma §4.1 with $N=n-1$, since \[(n-1)!/\nu!=1/(\nu(\nu-1)\cdots n)=1/(\nu)_{\nu-n+1}.\]

5.2 A uniform bound for the discarded tail

Lemma (Discarded tail is $O(1/n)$ for fixed $k>1$): Fix $k\ge2$. There exists a constant $C_k>0$ such that for all integers $n\ge2$, \[\sum_{\nu\ge n+k}\frac{\sigma_k(\nu)}{(\nu)_{\nu-n+1}}\le \frac{C_k}{n}.\]
Proof: For $k>1$ we have the elementary bound \[\sigma_k(m)=m^k\sum_{d\mid m}\frac{1}{d^k}\le m^k\sum_{d\ge1}\frac{1}{d^k}=\zeta(k)m^k.\] Write $\nu=n+m$ with $m\ge k$. Using \[(n+m)_{m+1}=(n+m)\prod_{j=0}^{m-1}(n+j)\ge (n+m)\,n^m,\] we obtain \[\frac{\sigma_k(n+m)}{(n+m)_{m+1}}\le \zeta(k)\,\frac{(n+m)^k}{(n+m)n^m}=\zeta(k)\,\frac{(n+m)^{k-1}}{n^m}. \] Hence \[\sum_{\nu\ge n+k}\frac{\sigma_k(\nu)}{(\nu)_{\nu-n+1}} \le \zeta(k)\sum_{m\ge k}\frac{(n+m)^{k-1}}{n^m}. \] Use $(a+b)^{k-1}\le 2^{k-2}(a^{k-1}+b^{k-1})$ for $a,b\ge0$ to get \[(n+m)^{k-1}\le 2^{k-2}(n^{k-1}+m^{k-1}).\] Therefore \begin{align*} \sum_{m\ge k}\frac{(n+m)^{k-1}}{n^m} &\le 2^{k-2}\Bigl(n^{k-1}\sum_{m\ge k}\frac1{n^m}+\sum_{m\ge k}\frac{m^{k-1}}{n^m}\Bigr)\\ &=2^{k-2}\Bigl(\frac{n^{k-1}}{n^k}\cdot\frac{1}{1-1/n}+\frac{1}{n^k}\sum_{j\ge0}\frac{(j+k)^{k-1}}{n^j}\Bigr)\\ &\le 2^{k-2}\Bigl(\frac{1}{n-1}+\frac{1}{n^k}\sum_{j\ge0}\frac{(j+k)^{k-1}}{2^j}\Bigr) \qquad(n\ge2). \end{align*} The series $\sum_{j\ge0}(j+k)^{k-1}/2^j$ converges, so the right-hand side is $\ll 1/n$ for $n\ge2$. Absorbing constants gives the claim. ∎

5.3 Polynomial division against falling factorials

Lemma (Integer-polynomial approximation): Fix integers $k\ge1$ and $1\le i\le k$. There exist polynomials $P_{k,i},R_{k,i}\in\mathbb{Z}[x]$ with $\deg R_{k,i}<i$ such that \[(x+i-1)^k=P_{k,i}(x)\,(x+i-1)_i+R_{k,i}(x).\] Consequently, \[\frac{(x+i-1)^k}{(x+i-1)_i}=P_{k,i}(x)+O_k\!\left(\frac{1}{x}\right)\qquad(x\to+\infty). \] Moreover $P_{k,1}(x)=x^{k-1}$.
Proof: The falling factorial $(x+i-1)_i=(x+i-1)(x+i-2)\cdots x$ is a monic polynomial in $x$ of degree $i$ with integer coefficients. The polynomial $(x+i-1)^k$ has integer coefficients and degree $k\ge i$. Performing Euclidean division in $\mathbb{Z}[x]$ by the monic divisor $(x+i-1)_i$ gives the identity with $P_{k,i},R_{k,i}\in\mathbb{Z}[x]$ and $\deg R_{k,i}<i$.

For $x\to\infty$ the remainder term satisfies \[\frac{R_{k,i}(x)}{(x+i-1)_i}=O\!\left(\frac{x^{i-1}}{x^i}\right)=O\!\left(\frac{1}{x}\right),\] which yields the stated asymptotic.

For $i=1$ we have $(x)_1=x$ and $(x+0)^k/x=x^{k-1}$, so $P_{k,1}(x)=x^{k-1}$. ∎

5.4 Congruence stability of the "$i\ge2$" terms

Lemma (Fixing $q\bmod (k!)^k$ fixes the $i\ge2$ fractional parts): Fix $k\ge1$ and set $D:=(k!)^k$. Let $1\le i\le k$. Then $\sigma_{-k}(i)=\sigma_k(i)/i^k$ has denominator dividing $i^k\mid D$. If $q_1\equiv q_2\pmod D$ then \[\sigma_{-k}(i)\left(P_{k,i}(q_1)-P_{k,i}(q_2)\right)\in\mathbb{Z}. \] In particular, for every $2\le i\le k$ the fractional part of $\sigma_{-k}(i)P_{k,i}(q)$ depends only on $q\bmod D$.
Proof: We have $\sigma_{-k}(i)=\sigma_k(i)/i^k$ with $\sigma_k(i)\in\mathbb{Z}$, so the denominator divides $i^k$. Since $P_{k,i}\in\mathbb{Z}[x]$, from $q_1\equiv q_2\pmod{i^k}$ we get $P_{k,i}(q_1)\equiv P_{k,i}(q_2)\pmod{i^k}$ and hence \[\frac{\sigma_k(i)}{i^k}\left(P_{k,i}(q_1)-P_{k,i}(q_2)\right)\in\mathbb{Z}. \] The assumption $q_1\equiv q_2\pmod D$ implies $q_1\equiv q_2\pmod{i^k}$ because $i^k\mid D$. ∎

5.5 Conditional irrationality for all $k$

Theorem (Conditional resolution under Schinzel H): Assume Schinzel's hypothesis H. Then for every integer $k\ge3$ the number \[\alpha_k=\sum_{n=1}^{\infty}\frac{\sigma_k(n)}{n!} \] is irrational. (Together with Round 1, this yields irrationality for all $k\ge1$.)
Proof: Fix $k\ge3$ and suppose for contradiction that $\alpha_k=a/b\in\mathbb{Q}$ in lowest terms.

Step 1: truncate the integer tail. For $n>b$, Lemma Lemma (Tail integrality, falling-factorial version) gives $T_k(n)\in\mathbb{Z}$ where \[T_k(n)=\sum_{\nu\ge n}\frac{\sigma_k(\nu)}{(\nu)_{\nu-n+1}}. \] Write \[S_k(n):=\sum_{\nu=n}^{n+k-1}\frac{\sigma_k(\nu)}{(\nu)_{\nu-n+1}} =\sum_{i=1}^{k}\frac{\sigma_k(n+i-1)}{(n+i-1)_i}. \] Then \[\|S_k(n)\|\le \sum_{\nu\ge n+k}\frac{\sigma_k(\nu)}{(\nu)_{\nu-n+1}}\le \frac{C_k}{n} \qquad(n\ge2) \] by Lemma lem:discarded-tail.

Step 2: pick special $q$ using Schinzel H. Fix a prime $p>k$ and set $D:=(k!)^k$.

(a) A prime $q_2\equiv1\pmod D$ with controlled neighbors. Consider the $k$ linear polynomials \[f_1(t)=Dt+1,\qquad f_i(t)=\frac{D}{i}t+1\quad(2\le i\le k). \] They have positive leading coefficients. For any prime $\ell\le k$ we have $\ell\mid D$, hence each $f_i(t)\equiv1\pmod\ell$ and in particular $\ell\nmid\prod_i f_i(t)$ for all $t$. For $\ell>k$, there are at most $k$ forbidden classes modulo $\ell$ (one for each $f_i$), so since $\ell>k$ there exists $t$ with $\ell\nmid\prod_i f_i(t)$. Thus the local nondivisibility condition of Schinzel H holds, and we obtain infinitely many $t$ for which all $f_i(t)$ are prime.

Fix such a $t$ and put $q_2:=f_1(t)=Dt+1$ (a prime). For $2\le i\le k$, \[q_2+i-1=Dt+i=i\left(\frac{D}{i}t+1\right)=i\,f_i(t),\] so $q_2+i-1=i\cdot r_i$ with $r_i:=f_i(t)$ prime and $r_i>i$, hence $\gcd(i,r_i)=1$.

(b) A composite $q_1=p\cdot\text{prime}$ in the same residue class, with the same neighbor control. Choose $a\in\{1,\dots,D\}$ such that \[pa\equiv1\pmod D. \] (This is possible since $\gcd(p,D)=1$.) Consider the $k$ linear polynomials \[g_1(t)=Dt+a,\qquad g_i(t)=\frac{pD}{i}t+\frac{pa+i-1}{i}\quad(2\le i\le k). \] These have integer coefficients because $D$ is divisible by $i$ and $pa\equiv1\pmod D$ implies $pa+i-1\equiv i\pmod D$, hence $i\mid(pa+i-1)$. As above, for primes $\ell\le k$ we have $\ell\mid D$ so $g_1(t)\equiv a\not\equiv0\pmod\ell$ (since $\gcd(a,D)=1$) and $g_i(t)\equiv (pa+i-1)/i\equiv1\pmod\ell$ for $i\ge2$. For $\ell>k$ there are at most $k$ forbidden classes, so again the local nondivisibility condition holds. Schinzel H yields infinitely many $t$ for which all $g_i(t)$ are prime.

Fix such a $t$ with $g_1(t)>p$ and put $r:=g_1(t)$ (a prime) and $q_1:=pr$. Then $q_1\equiv pa\equiv1\pmod D$. Moreover, for $2\le i\le k$, \begin{align*} q_1+i-1 &= p(Dt+a)+i-1 = pDt+(pa+i-1)\\ &= i\left(\frac{pD}{i}t+\frac{pa+i-1}{i}\right)= i\,g_i(t), \end{align*} so $q_1+i-1=i\cdot g_i(t)$ with $g_i(t)$ prime and $>i$, hence $\gcd(i,g_i(t))=1$. Finally, since $r>p$, we have $p^2\nmid q_1$.

Step 3: evaluate the truncated sum at $q_2$ and $q_1$. For $q\in\{q_1,q_2\}$ and $2\le i\le k$, write $q+i-1=i\cdot r_i$ with $r_i$ prime and $\gcd(i,r_i)=1$. By multiplicativity of $\sigma_k$, \[\sigma_k(q+i-1)=\sigma_k(i)\sigma_k(r_i)=\sigma_k(i)(1+r_i^k)=\sigma_k(i)r_i^k+\sigma_k(i). \] Since $r_i^k=(q+i-1)^k/i^k$, this gives \[\sigma_k(q+i-1)=(q+i-1)^k\sigma_{-k}(i)+O_k(1). \] For $q=q_2$ (prime) we also have \[\sigma_k(q_2)=1+q_2^k=q_2^k\sigma_{-k}(1)+1, \] and for $q=q_1=pr$ with $r$ prime, \[\sigma_k(q_1)=\sigma_k(p)\sigma_k(r)=(1+p^k)(1+r^k)=r^k\sigma_k(p)+\sigma_k(p)=q_1^k\sigma_{-k}(p)+O_k(1). \] Dividing by the denominators $(q+i-1)_i\asymp q^i$ and summing $i=1,\dots,k$ yields \begin{align*} S_k(q_2) &= \sum_{i=1}^{k}\sigma_{-k}(i)\,\frac{(q_2+i-1)^k}{(q_2+i-1)_i}+O_k\!\left(\frac{1}{q_2}\right),\\ S_k(q_1) &= \sigma_{-k}(p)\,\frac{q_1^k}{(q_1)_1}+\sum_{i=2}^{k}\sigma_{-k}(i)\,\frac{(q_1+i-1)^k}{(q_1+i-1)_i}+O_k\!\left(\frac{1}{q_1}\right). \end{align*} Applying Lemma Lemma (Integer-polynomial approximation) to each ratio gives integer polynomials $P_{k,i}$ with \[\frac{(q+i-1)^k}{(q+i-1)_i}=P_{k,i}(q)+O_k\!\left(\frac{1}{q}\right), \] hence \begin{align*} S_k(q_2) &= \sum_{i=1}^{k}\sigma_{-k}(i)P_{k,i}(q_2)+O_k\!\left(\frac{1}{q_2}\right),\\ S_k(q_1) &= \sigma_{-k}(p)P_{k,1}(q_1)+\sum_{i=2}^{k}\sigma_{-k}(i)P_{k,i}(q_1)+O_k\!\left(\frac{1}{q_1}\right). \end{align*} Combining with Step 1 (the $\|S_k(q)\|\ll 1/q$ bound) and enlarging constants, we obtain \begin{align} \Bigl\|\sum_{i=1}^{k}\sigma_{-k}(i)P_{k,i}(q_2)\Bigr\| &\le \frac{A_k}{q_2},\label{wsref-0-65-71-3a-6e-65-61-72-2d-69-6e-74-2d-71-32}\\ \Bigl\|\sigma_{-k}(p)P_{k,1}(q_1)+\sum_{i=2}^{k}\sigma_{-k}(i)P_{k,i}(q_1)\Bigr\| &\le \frac{A_k}{q_1},\label{wsref-0-65-71-3a-6e-65-61-72-2d-69-6e-74-2d-71-31} \end{align} for some constant $A_k>0$ depending only on $k$.

Step 4: cancel the $i\ge2$ terms using $q_1\equiv q_2\equiv1\pmod D$. Set \[E(q):=\sum_{i=2}^{k}\sigma_{-k}(i)P_{k,i}(q). \] Since $q_1\equiv q_2\pmod D$, Lemma lem:cong-stable implies $E(q_1)-E(q_2)\in\mathbb{Z}$, hence $\|E(q_1)\|=\|E(q_2)\|$. Subtracting (eq:near-int-q2) from (eq:near-int-q1) and using the triangle inequality yields \begin{equation}\label{wsref-0-65-71-3a-6b-65-79-2d-64-69-66-66} \|\sigma_{-k}(p)P_{k,1}(q_1)-\sigma_{-k}(1)P_{k,1}(q_2)\|\le \frac{A_k}{q_1}+\frac{A_k}{q_2}. \end{equation} Now $P_{k,1}(x)=x^{k-1}$ (Lemma Lemma (Integer-polynomial approximation)) and $\sigma_{-k}(1)=1$, while $q_2^{k-1}\in\mathbb{Z}$. Therefore the left-hand side of (eq:key-diff) equals \[\|(\sigma_{-k}(p)-1)q_1^{k-1}\|=\|\frac{q_1^{k-1}}{p^k}\|. \] Since $q_1=pr$ with $r$ prime and $p^2\nmid q_1$, we have \[\frac{q_1^{k-1}}{p^k}=\frac{r^{k-1}}{p}\notin\mathbb{Z}, \] so $\|q_1^{k-1}/p^k\|\ge 1/p$ (in particular $\ge p^{-k}$).

Choose $q_1$ so large that $2A_k/q_1<1/p$ and then choose $q_2>q_1$ (possible since both sequences are infinite). The right-hand side of (eq:key-diff) is then $<1/p$, contradicting the lower bound $\ge 1/p$.

This contradiction shows that $\alpha_k\notin\mathbb{Q}$. ∎

6) ADVERSARIAL VERIFICATION

  • Quantifiers. The contradiction uses that there are arbitrarily large $q_1$ of the form $p\times\text{prime}$ and arbitrarily large primes $q_2$, each satisfying the neighbor-factorisation constraints and the same congruence class $\bmod D$. This is exactly what Schinzel H provides for the two explicit linear systems.
  • Congruence stability. Lemma lem:cong-stable uses only that $P_{k,i}\in\mathbb{Z}[x]$ and $i^k\mid D$. The choice $D=(k!)^k$ is overkill but safe.
  • Nonzero rational isolated. The isolated number is $q_1^{k-1}/p^k=r^{k-1}/p$. Ensuring $p^2\nmid q_1$ (equivalently $r\ne p$) makes it non-integer, giving a fixed positive lower bound on its distance to $\mathbb{Z}$.
  • Error terms. All $O_k(1/q)$ errors are absorbed into the constants $A_k/q$. The decisive step only needs $q_1$ large enough compared to $A_k p$.
  • Interaction with Round 1. Nothing here modifies the $k=1,2$ unconditional proofs; the new conditional theorem is used only for $k\ge3$.

7) FINAL

UNRESOLVED (BUT STRICTLY ADVANCED). Unconditionally the problem remains open for general $k$ (beyond the known cases $k\le4$). However, the above gives a complete, gap-free proof of a minimal corrected statement: assuming Schinzel's hypothesis H, $\alpha_k$ is irrational for every $k\ge1$ (and in particular for all $k\ge3$ where Round 1's elementary method fails).

8) COMPLETION ESTIMATE (MANDATORY)

COMPLETION: 60%

9) REFERENCES

References

  • [SchlagePuchta11] J.-C. Schlage-Puchta, The irrationality of a number theoretical series, ArXiv preprint arXiv:1105.1452 $2011$.