Econ-182-A1 · revision r1 · on Econ-182

GPT 6 Astra Ultra attempt on Econ-182

Exploration · LLM-generated · gpt 6 astra ultra ·

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Unverified LLM-generated attempt. Automated screening checks form, honesty and scope, not correctness.

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Reported by the author as unresolved.

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Contents
  1. Least unpopularity factor Rational certificates, component structure, and exact common orders
  2. Target and source boundary
  3. Pareto completion and an exact threshold oracle
  4. Why additive amplification does not transfer
  5. A complete solution for common strict rankings
  6. References
  7. Completion Estimate

Least unpopularity factor Rational certificates, component structure, and exact common orders

Problem ID: C78-178. Status: Unresolved; restricted results and reductions.

Target and source boundary

For a matching $M$, put $r_Q=\phi(Q,M)$ and $s_Q=\phi(M,Q)$. The target is $u(M)=\max_Qd(r_Q,s_Q)$, where $d(0,0)=1$ and $d(r,0)=+\infty$ for $r>0$. Thus $u(M)\geq1$. The full approximation threshold is unresolved here. The verified survey [survey, Section 3.1.1, Theorems 2--3] records polynomial evaluation and the historical $(3/2-\epsilon)$ hardness bound; the primary reduction and its approximation consequence appear in [mcc, Theorem 5.2 and concluding paragraph]. We give full elementary proofs of the structural facts used below and solve the identical-order family exactly. These are restricted derivations, without a novelty assertion.

Pareto completion and an exact threshold oracle

Lemma (Finite factor and completion): A matching has finite factor if and only if it is Pareto optimal. If every applicant weakly prefers $M'$ to $M$, then $u(M')\leq u(M)$. A Pareto-optimal such $M'$ can be found in polynomial time. For $n\geq2$, every Pareto-optimal matching satisfies $u(M')\leq\max\{1,n-1\}$; for $n\leq1$ it has factor one.
Proof: Infinite factor means exactly that some challenger has $r_Q>0,s_Q=0$, which is a Pareto improvement. If assignments weakly improve from $M$ to $M'$, then for every fixed challenger $Q$ its winning count weakly decreases and its losing count weakly increases. Therefore any ratio strictly above one cannot increase; taking the maximum together with the ever-present value one proves the monotonicity assertion, including zero denominators.

Give each applicant strictly decreasing positive integer scores for her acceptable houses and score zero for unmatched. Restrict her allowed assignments to those weakly preferred to $M(a)$, with a private dummy allowed precisely when unmatched remains permissible. Maximize the sum of scores by a weighted bipartite assignment. The result weakly improves $M$. Any Pareto improvement of this result would be feasible in the restricted graph and strictly increase the score, a contradiction. The scores have polynomial encoding length.

For finite factor, a positive winning count requires at least one loser. The winning and losing sets are disjoint, so $r_Q+s_Q\leq n$ and $r_Q/s_Q\leq n-1$. Comparisons with zero wins cannot raise the maximum above one. For a single applicant a Pareto optimum gives her top house if any, and no challenger wins. ∎

For a rational $\lambda\geq1$, give assignment edge $(a,h)$ weight $1$ if $h\succ_a M(a)$, weight $-\lambda$ if $M(a)\succ_a h$, and weight zero for equality. Include private dummy houses for unmatched.

Proposition (Exact rational verification): Let $F_M(\lambda)$ be the maximum weight of an applicant-saturating assignment in this graph. Then \[ F_M(\lambda)=\max_Q(r_Q-\lambda s_Q),\qquad u(M)\leq\lambda\quad\Longleftrightarrow\quad F_M(\lambda)=0. \] An exact finite factor can be computed by searching the sorted set \[ \{1\}\cup\{r/s:1\leq r\leq n,\ 1\leq s\leq r,\ r+s\leq n\} \] and making polynomially many weighted-assignment calls. If the factor is infinite, that fact is also decidable in polynomial time.
Proof: Assignment weights sum to $r_Q-\lambda s_Q$, establishing the first identity by the dummy correspondence. The challenger $Q=M$ gives zero, so $F_M\geq0$. If $F_M=0$, no positive-numerator zero-denominator comparison exists and all positive-denominator ratios are at most $\lambda$. Conversely those two properties bound every assignment weight by zero. Finite maxima above one are attained by one of the listed rational numbers; there are at most $n^2+1$ candidates, each of polynomial bit length. Testing $\max\{1,n-1\}$ first distinguishes infinity by Lemma Lemma (Finite factor and completion); then threshold monotonicity permits binary search. The $n\leq1$ case can be evaluated directly. ∎

This is a verification oracle for a given matching. Searching for a matching whose threshold test succeeds is a different task, and no polynomial algorithm for that search follows.

Why additive amplification does not transfer

Proposition (Component maxima): For disjoint house-allocation instances $I_1,\ldots,I_t$, \[ u_I\left(\bigcup_jM_j\right)=\max_j u_{I_j}(M_j),\qquad u_I^*=\max_j u_{I_j}^*. \]
Proof: A challenger confined to component $j$, and identical to $M$ elsewhere, achieves every component ratio, giving the lower bound. If one component has infinite factor this already proves equality. Otherwise set $U=\max_j u_{I_j}(M_j)<\infty$. Every component comparison satisfies $r_j\leq U s_j$, including $s_j=0$, where finiteness forces $r_j=0$. Summing gives the global ratio at most $U$ when the total denominator is positive, and gives $d(0,0)=1\leq U$ otherwise. This proves the first identity. All component minima are attained since their matching sets are finite, and Lemma Lemma (Finite factor and completion) supplies a finite feasible factor. Choosing component minimizers proves the second identity. ∎

In particular arbitrarily many disjoint copies preserve the optimum factor. The sum-based integrality amplification for the unpopularity margin cannot be reused for this objective.

Proposition (Exact comparison with the margin): If $M$ is Pareto optimal, has $n$ applicants, margin $\mu(M)$ and factor $u(M)=U$, then \[ U\leq\mu(M)+1,\qquad \mu(M)\leq\left\lfloor\frac{n(U-1)}{U+1}\right\rfloor. \]
Proof: For every comparison with $s_Q>0$, $r_Q/s_Q=1+(r_Q-s_Q)/s_Q \leq1+\mu(M)$; a zero denominator has zero numerator. Maximizing over challengers proves the first inequality. For the second, $r_Q\leq U s_Q$ implies $(r_Q-s_Q)/(r_Q+s_Q)\leq(U-1)/(U+1)$ whenever the numerator is positive. Since $r_Q+s_Q\leq n$, all positive margins have the stated upper bound; nonpositive margins and $Q=M$ cause no problem. Use integrality. ∎

A complete solution for common strict rankings

Assume every applicant accepts every one of $h$ houses and has the same ranking $h_1\succ\cdots\succ h_h$. Empty sets are allowed.
Theorem (Common-order formula): If $n\leq1$ or $h=0$, then $u^*=1$. Otherwise \[ u^*=\max\{1,\min(h,n-1)\}. \] Every Pareto-optimal matching is optimal for this family and can be obtained by serial dictatorship.
Proof: A Pareto optimum matches exactly $r=\min(n,h)$ applicants to precisely the first $r$ houses. Indeed an unmatched applicant and unused house permit a Pareto improvement, as does an unused house ranked above an occupied house. Conversely any matching with this described form is Pareto optimal: if some applicant strictly improves, following the occupants of the successively better houses cannot improve everyone without eventually worsening the current holder of a better house. More explicitly, among changed occupied houses, the best-ranked one has an original owner who cannot move to a strictly better changed or unused house, so a purported weak improvement is impossible.

When $h<n$, choose one unmatched applicant, give her $h_r$, give the previous owner of $h_j$ house $h_{j-1}$ for $2\leq j\leq r$, and leave the original owner of $h_1$ unmatched. There are $r=h$ winners and one loser. No challenger can have more than $h$ winners, since each winner must receive a distinct house, and finiteness requires a loser whenever there are winners. Thus the maximum factor is $\max\{1,h\}$.

When $h\geq n\geq2$, cyclically give each original holder of $h_j$, $j\geq2$, house $h_{j-1}$, and give the holder of $h_1$ house $h_n$. There are $n-1$ winners and one loser. Lemma Lemma (Finite factor and completion) is a matching upper bound. Non-Pareto matchings have infinite factor, so the formula is also the global optimum. The elementary boundary cases follow by giving a sole applicant her best available house. Serial dictatorship has exactly the described form. ∎

This family attains the absolute $n-1$ bound with $h\geq n$, but has approximation ratio one. Therefore a large achieved factor by itself is not an approximation lower bound. The common-order formula and the verification oracle leave general profiles, the historical hardness gap, and the optimal polynomial-time factor approximation unresolved. No current best-bound claim beyond the source-dated survey is made.

References

Completion Estimate

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