Math-4688 · mathematics · Geometry

Math-4688

Existence and Smoothness of Dirichlet Eigenvalue Minimizers

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Statement

Definitions and mathematical statement

Interpret the source's smooth complete two-dimensional manifold as a smooth complete Riemannian surface $(M,g)$, with Riemannian area measure $\mu_g$. A metric is necessary to define both area and the Laplace operator, although the source statement does not explicitly name it. For a nonempty open set $\Omega\subset M$, define the variational Dirichlet spectral value by \[ \lambda_1^D(\Omega;g) :=\inf_{\substack{u\in C_c^\infty(\Omega)\\u\ne0}} \frac{\displaystyle\int_\Omega |\nabla_g u|_g^2\,{\,\mathrm{d}}\mu_g} {\displaystyle\int_\Omega |u|^2\,{\,\mathrm{d}}\mu_g}. \] This specifies the Dirichlet condition variationally. On a general noncompact domain, this infimum need not be attained by an eigenfunction; the source does not specify hypotheses guaranteeing that its "first Dirichlet eigenvalue" is an eigenvalue.

Let $a\in(0,\infty)$ be a prescribed area for which the intended competitor class is nonempty. Write $\mathcal D(M)$ for the source's intended class of domains and set \[ \mathcal D_a(M,g):=\{\Omega\in\mathcal D(M):\mu_g(\Omega)=a\}. \] Here domains are understood as nonempty open sets, with any intended requirements of connectedness, boundedness, or relative compactness left unresolved. The notation $\mathcal D(M)$ retains this missing admissibility information rather than choosing it silently. Under the conventional interpretation, a smooth domain has $C^\infty$ boundary in $M$.

Question 1 (existence on a complete surface). For a smooth complete Riemannian surface $(M,g)$ and a prescribed feasible area $a$, does there exist $\Omega_*\in\mathcal D_a(M,g)$ with smooth boundary such that \[ \lambda_1^D(\Omega_*;g) =\inf_{\Omega\in\mathcal D_a(M,g)}\lambda_1^D(\Omega;g)? \] The natural universal reading asks this for every such surface and every feasible prescribed finite positive area. The source does not explicitly state the area quantifier or fully specify the competitor class. It also does not specify whether $M$ may have a boundary or which conditions would apply there.

Question 2 (regularity of planar local minimizers). Equip ${\mathbb{R}}^2$ with its Euclidean metric and Lebesgue area $|\cdot|$. For fixed-area domains define \[ d_\triangle(\Omega,\Lambda):=|\Omega\triangle\Lambda|, \qquad \Omega\triangle\Lambda=(\Omega\setminus\Lambda)\cup(\Lambda\setminus\Omega). \] A domain $\Omega_*\in\mathcal D_a({\mathbb{R}}^2)$ is a local minimizer in this sense if \[ \exists\,\delta>0\quad\forall\,\Omega\in\mathcal D_a({\mathbb{R}}^2),\qquad d_\triangle(\Omega,\Omega_*)<\delta \ \Longrightarrow\ \lambda_1^D(\Omega_* )\leq\lambda_1^D(\Omega). \] Is every such local minimizer necessarily smooth?

There is an unresolved qualification in the second question: $d_\triangle$ is a pseudometric on actual open sets and becomes a metric only after identification up to sets of area zero. The variational Dirichlet value need not be invariant under arbitrary changes on sets of area zero. Consequently, a formulation on equivalence classes requires an additional convention for admissible representatives and for the spectral functional. The source also leaves unclear whether smoothness is required of the given domain or of a suitable representative. These choices, together with the admissible domain class, require clarification before the questions have a unique fully specified formulation.

Short English statement

The source asks whether a prescribed-area domain with smooth boundary minimizes the first Dirichlet spectral value on every smooth complete surface, and whether every planar fixed-area local minimizer measured by symmetric difference is smooth. The admissible domains, some quantifiers and boundary conventions, and the treatment of sets differing by area zero remain unspecified. This is a statement-only draft requiring human mathematical review.

Sources

  • Supplied local UnsolvedMath registry record, permanent ID 30001158, title Existence and Smoothness of Dirichlet Eigenvalue Minimizers, source problem code catalogue entry, in the Oberwolfach Reports Open Problems collection. The record gives proposed year 2009 and supplies no individual proposer.
  • Low Eigenvalues of Laplace and Schrödinger Operators (2009), Oberwolfach Reports, pp. 355--428, DOI: https://doi.org/10.4171/owr/2009/06. The supplied background identifies Oberwolfach Reports as workshop reports documenting mathematical discussions and open problems. This reference is supplied as the source report and as a literature-review source; no problem-specific page is supplied.
  • Supplied additional literature source: Henrot, shape optimization and spectral theory, https://doi.org/10.1515/9783110550887. No more detailed bibliographic information or supporting passage is supplied in the record.
  • Literature assessment dated 2026-08-21: the supplied curation labels the problem open and states that general shape-optimization theory does not settle existence of a smooth fixed-area minimizer on an arbitrary smooth complete surface. This is supplied dated literature triage derived from the OWR curation, not an independently verified assessment; time-sensitive status and the cited claims require independent verification. The supplied assessment addresses the surface existence question and does not separately assess the planar local-regularity question.
  • The registry labels the statement corrected_verified and reports that its mathematical content was checked against the official Oberwolfach report, with notation, context, and question form normalized without changing the source-level claim. This is supplied verification metadata, not verification performed for this draft.

Catalogue entry

Statement licence: CC-BY-SA-4.0 · Source file

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